Thomas Kin Man Li
李健文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kin Man Li (李健文), a licensed Representative with CE reference ADB795. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-09 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-09 | 2018-07-31 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-10 | 2010-02-28 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-13 | 2005-08-08 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-13 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Kin Man Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.