David Northam Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Northam Roberts, a licensed former licensee with CE reference ADB641. This person has 4.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-01 | 2008-11-22 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2005-05-06 | 2005-11-01 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-07 | 2005-02-04 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-07 | 2005-05-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Northam Roberts during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.