Sandy Yin Ping Law
羅燕萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandy Yin Ping Law (羅燕萍), a licensed former licensee with CE reference ADB146. This person has 11.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Elite Financial Services Limited 卓越理財顧問有限公司 |
Rep | Type 9 - Asset management | 2014-04-11 | 2014-11-27 |
| Elite Financial Services Limited 卓越理財顧問有限公司 |
RO | Type 9 - Asset management | 2013-05-23 | 2014-04-11 |
| Elite Financial Services Limited 卓越理財顧問有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2014-11-27 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Sandy Yin Ping Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.