Charles Steven Monat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Steven Monat, a licensed former licensee with CE reference ADA953. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Monat Associates Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2004-03-21 |
| Charles Monat Associates Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-21 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Steven Monat during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yun Sheung Cheng | Charles Monat Associates Limited | 2003–2004 |
| Raymond Chun Lun Ho | Charles Monat Associates Limited | 2003–2004 |