Chung Yan Ng
吳仲仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yan Ng (吳仲仁), a licensed former licensee with CE reference ADA637. This person has 3.3 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-11-29 | 2006-08-21 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-11-29 | 2006-08-21 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-18 | 2005-11-29 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-18 | 2005-11-29 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-01-06 | 2005-11-03 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-01-06 | 2005-11-03 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-05 | 2004-01-06 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-05 | 2004-01-06 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-19 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-03 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-03 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-12-19 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-03 |
| ASG Corporate Finance Limited 亞洲財務融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-19 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-03 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Yan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.