Yiu Man Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Man Wong (黃耀民), a licensed Responsible Officer with CE reference ADA634. Currently licensed at 1 firm(s): Riches Credit Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.2 years of SFC licence history. Total licence records on file: 28.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riches Credit Asset Management Limited 財信資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-09-11 | present |
| Riches Credit Asset Management Limited 財信資產管理有限公司 |
RO | Type 9 - Asset management | 2024-09-11 | present |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-29 | 2024-01-05 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 4 - Advising on securities | 2023-03-29 | 2024-01-05 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
RO | Type 9 - Asset management | 2023-03-29 | 2024-01-05 |
| Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-07 | 2022-12-01 |
| Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-07 | 2022-12-01 |
| Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-11-07 | 2022-12-01 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 9 - Asset management | 2022-02-08 | 2022-09-30 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-11-12 | 2022-09-30 |
| Modern Innovative Securities Limited 新質證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-31 | 2022-09-30 |
| Modern Innovative Securities Limited 新質證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-23 | 2021-08-31 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-01 | 2021-06-09 |
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-03 | 2020-03-20 |
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 4 - Advising on securities | 2019-07-03 | 2020-03-20 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-01 | 2019-05-31 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-27 | 2018-08-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-07-28 | 2017-12-08 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-25 | 2017-12-08 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-29 | 2017-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-18 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Man Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.