Yee Yu Siu
蕭綺瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Yu Siu (蕭綺瑜), a licensed former licensee with CE reference ACX407. This person has 14.2 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-03 | 2017-06-30 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-03 | 2017-06-30 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-02-28 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2014-02-28 |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Yu Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.