Yuk Yee Lee

李玉儀
CE No. ACX367 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Yee Lee (李玉儀), a licensed former licensee with CE reference ACX367. This person has 19.7 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
OCBC Securities Brokerage (Hong Kong) Limited
華僑證券經紀(香港)有限公司
Rep Type 1 - Dealing in securities 2004-09-16 2022-12-11
Chekiang First Securities Co. Limited
浙江第一證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-09-16
OCBC Futures Investment (Hong Kong) Limited
華僑期貨投資(香港)有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2022-12-11
Chekiang First Securities Co. Limited
浙江第一證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-09-22
OCBC Futures Investment (Hong Kong) Limited
華僑期貨投資(香港)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-10-20
Chekiang First Securities Co. Limited
浙江第一證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-09-22
OCBC Futures Investment (Hong Kong) Limited
華僑期貨投資(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-20
Chekiang First Securities Co. Limited
浙江第一證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-09-22

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Yee Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ko Ming Chan OCBC Futures Investment (Hong Kong) Limited 2003–2022
Tsz Yau Tsang OCBC Futures Investment (Hong Kong) Limited 2003–2022
Chi Keung Tom OCBC Securities Brokerage (Hong Kong) Limited 2004–2022
Kin Wai Wong OCBC Securities Brokerage (Hong Kong) Limited 2004–2022
Ki Cheung Wong OCBC Securities Brokerage (Hong Kong) Limited 2006–2022
Soo Ping Yuen OCBC Securities Brokerage (Hong Kong) Limited 2004–2018
Kwai Man Wong OCBC Futures Investment (Hong Kong) Limited 2003–2014
Joseph Wau Chi Lee OCBC Securities Brokerage (Hong Kong) Limited 2004–2017
Hon Wai Tam OCBC Futures Investment (Hong Kong) Limited 2006–2013
Kin Ming Fung OCBC Securities Brokerage (Hong Kong) Limited 2006–2017
James Man Him Chung OCBC Securities Brokerage (Hong Kong) Limited 2008–2016
Lai Suen Wong OCBC Futures Investment (Hong Kong) Limited 2007–2013
Chun Ming Ho OCBC Securities Brokerage (Hong Kong) Limited 2004–2022
Alan Wai Lun Ng OCBC Securities Brokerage (Hong Kong) Limited 2004–2022
Chun Fai Pang OCBC Securities Brokerage (Hong Kong) Limited 2004–2022
Wing Ping Fung OCBC Securities Brokerage (Hong Kong) Limited 2004–2018
Raymond Chi Hing Wong OCBC Futures Investment (Hong Kong) Limited 2018–2022
Cheung Wong Ying OCBC Futures Investment (Hong Kong) Limited 2003–2005
Wai Yee Lee OCBC Futures Investment (Hong Kong) Limited 2019–2022
Chi Shing Cheng OCBC Securities Brokerage (Hong Kong) Limited 2017–2022
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