David Chung Wai Yip
葉頌偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Chung Wai Yip (葉頌偉), a licensed former licensee with CE reference ACV738. This person has 3.7 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-10 | 2009-09-30 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 9 - Asset management | 2008-09-10 | 2009-09-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-06 | 2008-08-21 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-09 | 2008-03-04 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-26 | 2006-07-18 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-26 | 2006-07-18 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-06-26 | 2006-07-18 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-11 | 2005-11-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-05-11 | 2005-11-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-05-11 | 2005-11-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-06 | 2005-11-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-06 | 2005-11-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-13 | 2005-04-01 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-13 | 2005-04-01 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-02-26 | 2004-12-11 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-10 | 2004-12-11 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-24 | 2004-01-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-21 | 2003-09-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-07-21 | 2003-09-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-07-21 | 2003-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Chung Wai Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.