Yu Sung Oh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Sung Oh, a licensed former licensee with CE reference ACO294. This person has 4.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-11-12 | 2005-06-08 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2007-08-18 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2007-08-18 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Sung Oh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hyo Joon Ahn | Daewoo Securities (Hong Kong) Limited | 2003–2007 |
| Jong Son Kim | Daewoo Securities (Hong Kong) Limited | 2003–2007 |
| Jong Jin Lee | Daewoo Securities (Hong Kong) Limited | 2003–2006 |
| Kyung Young Lee | Daewoo Securities (Hong Kong) Limited | 2003–2005 |
| Oi Yan Lee | Daewoo Securities (Hong Kong) Limited | 2003–2005 |
| Ju Hyun Lee | Daewoo Securities (Hong Kong) Limited | 2006–2007 |
| Sung Cheol Ju | Daewoo Securities (Hong Kong) Limited | 2006–2007 |