Stephen Wing Tai Lo
盧永泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Wing Tai Lo (盧永泰), a licensed former licensee with CE reference ACM835. This person has 3.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baron Asia Limited 建勤亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-04-19 | 2006-08-21 |
| Ceres Capital Limited 昱豐融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-05-07 | 2004-03-26 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-29 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-29 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-29 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Wing Tai Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Joseph Chuen Chung Wan | Baron Asia Limited | 2004–2006 |
| Man Keung Tsang | Baron Asia Limited | 2004–2005 |
| Johnson Francis Chu Fai Chang | Ceres Capital Limited | 2003–2004 |
| Frank Kun Yin Moy | Ceres Capital Limited | 2003–2004 |
| Samuel Shong Au-Yong | Baron Asia Limited | 2005–2006 |
| Marco Lan Wong | Baron Asia Limited | 2005–2006 |
| May Kit Sum Chan | Ceres Capital Limited | 2003 |
| Ka Yee Lum | Baron Asia Limited | 2004 |
| Qingfeng Zheng | Ceres Capital Limited | 2003 |
| Man Ying Yue | Baron Asia Limited | 2004 |
| Wing Tak Tsui | Baron Asia Limited | 2004 |
| Yu Wai Chan | VC Capital Limited | 2003 |
| Kenneth Sau Chung Leung | VC Capital Limited | 2003 |
| Chi Keung Lun | VC Capital Limited | 2003 |
| Carrie Ka Lai Lam | VC Capital Limited | 2003 |
| Kenneth Kai Yu Liu | VC Capital Limited | 2003 |
| Simon Kai Tung Wong | VC Capital Limited | 2003 |
| Yue Tak Wong | VC Capital Limited | 2003 |
| Frank Che Yin Tsui | VC Capital Limited | 2003 |
| Chi Chiu Yip | VC Capital Limited | 2003 |