Richard Percival Dias

戴禮徹
CE No. ACL254 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Percival Dias (戴禮徹), a licensed former licensee with CE reference ACL254. This person has 17.2 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
Gamma Consortium Limited (The) RO Type 4 - Advising on securities 2017-12-27 2021-01-01
Gamma Consortium Limited (The) RO Type 9 - Asset management 2017-12-27 2021-01-01
Gamma Consortium Limited (The) Rep Type 4 - Advising on securities 2017-11-30 2017-12-27
Gamma Consortium Limited (The) Rep Type 9 - Asset management 2017-11-30 2017-12-27
Sheng Yuan Sino Asset Management Limited
盛源中港資產管理有限公司
RO Type 4 - Advising on securities 2005-09-09 2017-08-24
Sheng Yuan Sino Asset Management Limited
盛源中港資產管理有限公司
RO Type 9 - Asset management 2005-09-09 2017-08-24
Tyche Group Limited
橋川有限公司
Rep Type 4 - Advising on securities 2004-09-14 2005-05-17
Tyche Group Limited
橋川有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-04-01
Tyche Group Limited
橋川有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-04-01
Tyche Group Limited
橋川有限公司
Rep Type 9 - Asset management Pre-2003 2005-05-17

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Percival Dias during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Puru Saxena Sheng Yuan Sino Asset Management Limited 2005–2017
James Thomas Ramsay Sheng Yuan Sino Asset Management Limited 2010–2016
Karstan Ka Kim Wong Sheng Yuan Sino Asset Management Limited 2006–2010
Ronghua Gao Gamma Consortium Limited (The) 2018–2021
Martin Wolfgang Hennecke Tyche Group Limited 2003–2005
Stephen Philip Gollop Tyche Group Limited 2003–2005
Siu Yung Ng Tyche Group Limited 2003–2005
Teng Hong Tan Tyche Group Limited 2003–2005
Elvin Yiu-Wai Wong Tyche Group Limited 2003–2005
Manoj Cheruparambil Tyche Group Limited 2003–2005
Ernest Chi Hung Yu Tyche Group Limited 2003–2005
David Juriaan Stempels Tyche Group Limited 2003–2005
King Yuet Chan Tyche Group Limited 2003–2005
Sau Wai Lo Tyche Group Limited 2003–2005
Sek Kwan Wong Tyche Group Limited 2003–2005
Kwok Hin Chu Tyche Group Limited 2003–2004
Ming Chi Kwok Tyche Group Limited 2003–2004
Ryan Ford Tyche Group Limited 2004–2005
Sean David Blanchette Tyche Group Limited 2004–2005
Aditya Ashok Samant Tyche Group Limited 2003–2004
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