Kwok Hoi Poon
潘國海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hoi Poon (潘國海), a licensed former licensee with CE reference ACK817. This person has 18.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-10-02 | 2022-01-10 |
| Yew Tree Limited 紫杉樹有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-29 | 2022-01-10 |
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-26 | 2019-07-29 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-03 | 2019-04-17 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-12-12 | 2019-03-26 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2019-03-26 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2019-03-26 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-17 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-17 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-17 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-17 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Hoi Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.