Paul Ho Ming Lui
呂浩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Ho Ming Lui (呂浩明), a licensed former licensee with CE reference ACK409. This person has 20.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altus Capital Limited 浩德融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-09-06 | 2025-02-01 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-08-07 | 2023-09-06 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-12-07 | 2023-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-04 | 2023-03-31 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-10-04 | 2021-12-07 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-01 | 2021-07-31 |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-04-03 | 2021-07-31 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-06-17 | 2020-07-07 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2006-09-12 | 2010-12-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2006-09-12 | 2010-12-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2010-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Ho Ming Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.