Ten Lap Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ten Lap Wan (溫天納), a licensed Responsible Officer with CE reference ACJ279. Currently licensed at 1 firm(s): Partners Capital International Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 22.5 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 - Dealing in securities | 2015-03-06 | present |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-03-06 | present |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-16 | 2015-02-27 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-08-16 | 2015-02-27 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-01-29 | 2013-04-11 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-09 | 2013-04-11 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-12-09 | 2009-01-29 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2007-09-21 | 2008-08-08 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-09-21 | 2008-08-08 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-06 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-03-06 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-15 | 2007-03-06 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-01-15 | 2007-03-06 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2004-09-28 | 2007-01-04 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-09-28 | 2007-01-04 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-03 | 2004-09-28 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-09-03 | 2004-09-28 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 - Dealing in securities | 2003-04-29 | 2004-08-18 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-04-29 | 2004-08-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ten Lap Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.