Tat Kwong Liu
廖達光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Kwong Liu (廖達光), a licensed former licensee with CE reference ACI602. This person has 18.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-14 | 2021-09-27 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2021-09-27 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-31 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Kwong Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.