Nim Joel Lu
盧念祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nim Joel Lu (盧念祖), a licensed former licensee with CE reference ACG228. This person has 4.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 - Dealing in securities | 2012-09-25 | 2016-07-29 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 - Advising on securities | 2012-09-25 | 2016-07-29 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2012-06-20 | 2012-09-25 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 4 - Advising on securities | 2012-06-20 | 2012-09-25 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Nim Joel Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.