Hui Li
李慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Li (李慧), a licensed former licensee with CE reference ACF342. This person has 13.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KEC Capital Company Limited 盛亨資本有限公司 |
RO | Type 9 - Asset management | 2016-08-25 | 2017-07-01 |
| KEC Capital Company Limited 盛亨資本有限公司 |
Rep | Type 9 - Asset management | 2014-01-10 | 2016-08-25 |
| AP Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2007-07-11 | 2013-11-22 |
| AP Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2007-05-18 | 2013-11-22 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hui Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.