Hui Li

李慧
CE No. ACF342 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Li (李慧), a licensed former licensee with CE reference ACF342. This person has 13.9 years of SFC licence history. Total licence records on file: 5.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
KEC Capital Company Limited
盛亨資本有限公司
RO Type 9 - Asset management 2016-08-25 2017-07-01
KEC Capital Company Limited
盛亨資本有限公司
Rep Type 9 - Asset management 2014-01-10 2016-08-25
AP Asset Management (HK) Limited Rep Type 9 - Asset management 2007-07-11 2013-11-22
AP Asset Management (HK) Limited Rep Type 4 - Advising on securities 2007-05-18 2013-11-22
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 - Advising on securities Pre-2003 2007-03-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hui Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hok Kwan Li AP Asset Management (HK) Limited 2007–2011
Zi Mu Chen AP Asset Management (HK) Limited 2007–2010
George Pui Pui Ma KEC Capital Company Limited 2014–2016
Ngai Fai Cheng AP Asset Management (HK) Limited 2009–2013
Eden Yi Dung Wong KEC Capital Company Limited 2014–2017
Wai Tsin Lam KEC Capital Company Limited 2014–2017
Gary Huan Chieh Liu AP Asset Management (HK) Limited 2009–2013
David Ching Chi Ruan AP Asset Management (HK) Limited 2007–2011
Yin Man Lo AP Asset Management (HK) Limited 2007–2012
Sai Fan Lee CLSA Research Limited 2004–2006
John Russell Saunders CLSA Research Limited 2003–2007
Heung Yik Leung CLSA Research Limited 2003–2007
Edmund Hugh Bradley CLSA Research Limited 2003–2007
Wai Lok Man CLSA Research Limited 2003–2007
Christopher James Russell Wood CLSA Research Limited 2003–2007
Amar Singh Gill CLSA Research Limited 2003–2007
Christopher Michael Lobello CLSA Research Limited 2003–2007
Adrian Phillip Lowe CLSA Research Limited 2003–2007
Andrew Shawn Reynolds CLSA Research Limited 2003–2007
Chui Ha Janice Tan CLSA Research Limited 2003–2007
Explore the interactive colleague network →

Related