Yik Kwan Lau
劉奕群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Kwan Lau (劉奕群), a licensed former licensee with CE reference ACE649. This person has 13.4 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-01 | 2016-08-26 |
| Jimei Futures Limited 集美期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-01 | 2013-01-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-15 | 2009-08-29 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-04-15 | 2009-08-29 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2003-04-15 | 2005-03-14 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 - Advising on futures contracts | 2003-04-15 | 2004-10-15 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-04-15 | 2005-03-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 - Asset management | 2003-04-15 | 2005-05-03 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-04-15 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-04-15 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-15 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yik Kwan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Kin Ng | Jimei Securities Limited | 2009–2016 |
| Kin Sun Wong | Jimei Securities Limited | 2009–2014 |
| Zhihao Qiu | Jimei Securities Limited | 2010–2016 |
| Geng Rong Lee | Jimei Futures Limited | 2009–2012 |
| Yuen Ming Chow | Jimei Securities Limited | 2010–2014 |
| Yin Yee Lo | Jimei Securities Limited | 2009–2016 |
| Emily Tung Kei Liu | Jimei Securities Limited | 2009–2016 |
| Hung Yu Ng | Jimei Securities Limited | 2009–2016 |
| Yee Chun Sze | Jimei Securities Limited | 2009–2016 |
| Connie Shuk Kuen Tsui | Jimei Securities Limited | 2009–2016 |
| Nasser Iqbal Khan | Jimei Securities Limited | 2010–2016 |
| Ping Lee | Jimei Futures Limited | 2009–2011 |
| Wai Man Leung | Jimei Futures Limited | 2010–2013 |
| Karrina Ka Wai Wong | Jimei Securities Limited | 2009–2015 |
| Xiaoxia Huang | Jimei Securities Limited | 2011–2016 |
| Hee Man Wong | Chief Commodities Limited | 2003–2009 |
| Pui Ling Cheng | Jimei Securities Limited | 2009–2014 |
| Mai Chow | Jimei Securities Limited | 2009–2013 |
| King Man Lai | Jimei Securities Limited | 2009–2013 |
| Pui Kiu Ho | Chief Commodities Limited | 2003–2009 |