Sara Pui Sze Yip
葉佩詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sara Pui Sze Yip (葉佩詩), a licensed former licensee with CE reference ACE534. This person has 17.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-07 | 2020-08-14 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-13 | 2015-06-18 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-26 | 2014-06-04 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-29 | 2011-01-26 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-05-29 | 2012-08-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-05-02 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-05-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sara Pui Sze Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.