Philip Wayne Kwok
郭為震
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Wayne Kwok (郭為震), a licensed Responsible Officer with CE reference ACD740. Currently licensed at 1 firm(s): Good Harvest Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Good Harvest Securities Company Limited 豐年證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2003-07-24 | present |
| Good Harvest Securities Company Limited 豐年證券投資有限公司 |
RO | Type 9 - Asset management | 2003-07-24 | 2004-08-30 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Wayne Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Miu Hing Chu Ho | Good Harvest Securities Company Limited | 2003–present |
| Annie Yuk Lin Lam | Good Harvest Securities Company Limited | 2003–present |
| Kit Bing Ng | Good Harvest Securities Company Limited | 2003–present |
| Kwok Wah Shum | Good Harvest Securities Company Limited | 2003–present |
| Wah Wai Tam | Good Harvest Securities Company Limited | 2003–present |
| Koh Ann Chu | Good Harvest Securities Company Limited | 2003–2025 |
| Alvin Tak Wing Yan | Good Harvest Securities Company Limited | 2006–2017 |
| Yeuk For Lam | Good Harvest Securities Company Limited | 2018–present |
| Lance Chiu Ling Leung | Good Harvest Securities Company Limited | 2003–2008 |
| Leslie Yu-Ling Keyes | Good Harvest Securities Company Limited | 2012–2015 |
| Koh Cheun Chu | Good Harvest Securities Company Limited | 2003–2005 |
| Kwok Yin Li | Good Harvest Securities Company Limited | 2018 |
| Yee Wan Evonne Lau | Good Harvest Securities Company Limited | 2026–present |