Steven Michael Shafran
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Michael Shafran, a licensed former licensee with CE reference ACD714. This person has 2.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AMRI Advisory Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-06-03 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Michael Shafran during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hsueh Ming Wang | AMRI Advisory Limited | 2004–2005 |