Vincent Joseph Turcotte III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Joseph Turcotte III, a licensed former licensee with CE reference ACB834. This person has 8.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-09-05 | 2014-09-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-04 | 2014-09-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-04 | 2013-09-05 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-09-15 | 2011-01-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-02-09 | 2010-09-15 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-08-29 | 2009-07-31 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-10-20 | 2011-01-31 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2005-10-20 | 2011-01-31 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-05 | 2005-10-20 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-08-05 | 2005-10-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Joseph Turcotte III during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.