Anh Thi Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anh Thi Lu, a licensed former licensee with CE reference ACA797. This person has 19.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 - Advising on securities | 2026-04-10 | 2026-06-30 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2026-04-10 | 2026-06-30 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-31 | 2022-08-01 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2010-12-31 | 2022-08-01 |
| T. Rowe Price International, Inc. | Rep | Type 4 - Advising on securities | Pre-2003 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-14 |
| T. Rowe Price International, Inc. | Rep | Type 9 - Asset management | Pre-2003 | 2010-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anh Thi Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.