Vanessa Jane Post
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanessa Jane Post, a licensed former licensee with CE reference ABR240. This person has 11.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wharton Investment Advisors Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2004-03-22 |
| Wharton Investment Advisors Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2015-02-09 |
| Wharton Investment Advisors Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2015-02-09 |
| Wharton Investment Advisors Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-22 |
| Wharton Investment Advisors Limited | RO | Type 9 - Asset management | Pre-2003 | 2015-02-09 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Vanessa Jane Post during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sarang Maitreya Karkhanis | Wharton Investment Advisors Limited | 2003–2014 |
| David Kenneth Post | Wharton Investment Advisors Limited | 2003–2014 |
| Vivian Gi Yue Lee | Wharton Investment Advisors Limited | 2006–2014 |
| Wai Leung Lam | Wharton Investment Advisors Limited | 2003–2005 |
| Shung Kai Ng | Wharton Investment Advisors Limited | 2008–2011 |
| Christopher James Littell | Wharton Investment Advisors Limited | 2003–2005 |
| Ling Chau Cheung | Wharton Investment Advisors Limited | 2006–2008 |
| Shane Vivian Julian Stuart | Wharton Investment Advisors Limited | 2007–2009 |
| Jordan James Rhodes | Wharton Investment Advisors Limited | 2013–2014 |
| Ching Ping Wong | Wharton Investment Advisors Limited | 2008–2009 |