Siu Fai Au
區兆輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fai Au (區兆輝), a licensed former licensee with CE reference ABR143. This person has 13.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-05-10 | 2016-11-30 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-01-10 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-10 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-10 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Fai Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.