Soo Ping Yuen
袁素萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Ping Yuen (袁素萍), a licensed former licensee with CE reference ABR045. This person has 14.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-16 | 2018-02-21 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-16 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-18 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-18 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Soo Ping Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.