Yvonne Wai Yi Ng
伍慧頤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yvonne Wai Yi Ng (伍慧頤), a licensed former licensee with CE reference ABQ843. This person has 20.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jospa Investment Company Limited 祖達股票行有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2024-02-29 |
| Jospa Investment Company Limited 祖達股票行有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-02-27 |
| Jospa Investment Company Limited 祖達股票行有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-27 |
| Jospa Investment Company Limited 祖達股票行有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-02-27 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Yvonne Wai Yi Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Cheung Ng | Jospa Investment Company Limited | 2003–2024 |
| Ping Chu Ng | Jospa Investment Company Limited | 2003–2023 |
| Koon Yim Chow | Jospa Investment Company Limited | 2003–2022 |
| Mimi Chen Fon Law | Jospa Investment Company Limited | 2003–2022 |
| Kai Ming Cheng | Jospa Investment Company Limited | 2003–2022 |
| Lai Hing Kam | Jospa Investment Company Limited | 2003–2022 |
| Wai Cheung | Jospa Investment Company Limited | 2003–2022 |
| Yuen Ki Lai | Jospa Investment Company Limited | 2003–2022 |
| Hing Shiu Hung | Jospa Investment Company Limited | 2003–2022 |
| Pui Ching Lau | Jospa Investment Company Limited | 2003–2019 |
| Pak Hung Lam | Jospa Investment Company Limited | 2003–2016 |