Nicholas David Rogers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas David Rogers, a licensed former licensee with CE reference ABP979. This person has 5.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marco Polo Pure Asset Management Limited | RO | Type 4 - Advising on securities | 2008-04-01 | 2009-07-22 |
| Marco Polo Pure Asset Management Limited | RO | Type 9 - Asset management | 2008-04-01 | 2009-07-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-07-15 | 2008-03-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-07-15 | 2008-03-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 - Asset management | 2005-07-15 | 2008-03-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-15 | 2005-07-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-24 | 2005-07-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-02-24 | 2005-07-15 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas David Rogers during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.