Wai Him Kwong
鄺維謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Him Kwong (鄺維謙), a licensed former licensee with CE reference ABJ688. This person has 21.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basic Asset Management Limited 基匯資產管理有限公司 |
RO | Type 9 - Asset management | 2010-08-04 | 2024-11-11 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 4 - Advising on securities | 2005-09-22 | 2010-05-19 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-09-22 | 2010-05-19 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 9 - Asset management | 2005-09-22 | 2010-05-19 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-22 | 2005-09-22 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-08-22 | 2005-09-22 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 - Asset management | 2005-08-11 | 2005-09-22 |
| Eva Asset Management Limited | RO | Type 1 - Dealing in securities | 2003-08-08 | 2005-07-21 |
| Eva Asset Management Limited | RO | Type 9 - Asset management | 2003-08-08 | 2005-07-21 |
| Eva Asset Management Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-08 |
| Eva Asset Management Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-08-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Him Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.