Anna Oi Nor Shum
沈愛娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Oi Nor Shum (沈愛娜), a licensed former licensee with CE reference ABF835. This person has 19.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | 2022-09-28 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-21 | 2017-02-12 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-12-15 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-05-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anna Oi Nor Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.