Charles Yat Ming Au Yeung

歐陽日明
CE No. ABF670 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Yat Ming Au Yeung (歐陽日明), a licensed former licensee with CE reference ABF670. This person has 3.2 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Wo Fung Securities Company Limited
和豐證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-06-12
Wo Fung Securities Company Limited
和豐證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-02-24
Wo Fung Securities Company Limited
和豐證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-02-24
Wo Fung Securities Company Limited
和豐證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-02-24

Worked alongside

The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Yat Ming Au Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chin Fan Kong Wo Fung Securities Company Limited 2003–2006
Amy Kit Yan Wong Wo Fung Securities Company Limited 2003–2006
Fai Min Chan Wo Fung Securities Company Limited 2003–2006
Wing Shu Hung Wo Fung Securities Company Limited 2003–2006
Yu Kei Siu Wo Fung Securities Company Limited 2003–2006
Mandy Oi Chun Wong Wo Fung Securities Company Limited 2003–2006
Peg Kam Lan Chen Wo Fung Securities Company Limited 2003–2006
Pou Lan Wong Wo Fung Securities Company Limited 2003–2006
Po Mun Chu Wo Fung Securities Company Limited 2003–2006
Hok Ming Ho Wo Fung Securities Company Limited 2003–2006
Kwong Kuen Li Wo Fung Securities Company Limited 2003–2006
Daniel Shiu Wah Ng Wo Fung Securities Company Limited 2003–2006
Ka Po Wong Wo Fung Securities Company Limited 2003–2006
Ping Leung Lau Wo Fung Securities Company Limited 2003–2006
Lung Kwan Lam Wo Fung Securities Company Limited 2006
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