David Sidney Goodman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Sidney Goodman, a licensed former licensee with CE reference ABD606. This person has 1.9 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wilfred T. Fry (Personal Financial Planning) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-14 |
| Wilfred T. Fry (Personal Financial Planning) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-14 |
| Wilfred T. Fry (Personal Financial Planning) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-14 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as David Sidney Goodman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.