Derick Shun Yee Sze

施信義
CE No. ABD577 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derick Shun Yee Sze (施信義), a licensed former licensee with CE reference ABD577. This person has 9.3 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Gladstone Morgan Portfolio Services Limited RO Type 4 - Advising on securities 2005-05-13 2012-11-26
Gladstone Morgan Portfolio Services Limited Rep Type 4 - Advising on securities 2005-02-23 2005-05-13
Goldyard Capital Limited
金營資本有限公司
Rep Type 4 - Advising on securities 2003-07-10 2005-02-04

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derick Shun Yee Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tammy Tak Mei Tsang Gladstone Morgan Portfolio Services Limited 2005–2012
Sidney Yankson Gladstone Morgan Portfolio Services Limited 2005–2011
Chi Wing Lau Gladstone Morgan Portfolio Services Limited 2005–2010
Oi Sai Lai Gladstone Morgan Portfolio Services Limited 2009–2012
Hiu Man Wu Gladstone Morgan Portfolio Services Limited 2005–2008
Tik Wa Lee Gladstone Morgan Portfolio Services Limited 2005–2008
Anny Ma Gladstone Morgan Portfolio Services Limited 2005–2008
Yick Lun Ng Gladstone Morgan Portfolio Services Limited 2005–2008
Beric Thomas Hazlehurst Howles Gladstone Morgan Portfolio Services Limited 2005–2006
Gary John Pinder Gladstone Morgan Portfolio Services Limited 2007–2008
Ian Irvine Baker Goldyard Capital Limited 2003–2005
Kam Yin Lee Gladstone Morgan Portfolio Services Limited 2006–2008
Koon Har Chan Goldyard Capital Limited 2003–2005
Andrew Gregory Eden Goldyard Capital Limited 2003–2005
Michael John Fawdry Goldyard Capital Limited 2003–2005
Chee Kau Shing Goldyard Capital Limited 2003–2005
Benjamin Chun Man Kong Gladstone Morgan Portfolio Services Limited 2007
Lei Nga Wan Goldyard Capital Limited 2003–2004
Hongjia Liu Gladstone Morgan Portfolio Services Limited 2007
John Lawrie Bain Goldyard Capital Limited 2003–2004
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