Katherine Mei Yee Shum
岑美儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Mei Yee Shum (岑美儀), a licensed former licensee with CE reference ABA027. This person has 15.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Pleasure Securities Limited 富欣證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2018-03-29 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-30 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-30 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-30 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Mei Yee Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Mei Ching Shum | Rich Pleasure Securities Limited | 2003–2018 |
| Mei Ling Shum | Rich Pleasure Securities Limited | 2003–2018 |
| Ngar On Shum | Rich Pleasure Securities Limited | 2003–2017 |
| Wing Kwong Chau | Rich Pleasure Securities Limited | 2003–2011 |
| Kwok Wai Ng | Rich Pleasure Securities Limited | 2007–2018 |
| Ka Shing Leung | Rich Pleasure Securities Limited | 2008–2017 |
| Man Tak Fung | Rich Pleasure Securities Limited | 2011–2017 |
| Kai Yin Li | Rich Pleasure Securities Limited | 2017–2018 |