Ian Irvine Pollock

CE No. AAY988 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Irvine Pollock, a licensed former licensee with CE reference AAY988. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
VP Wealth Management (Hong Kong) Limited RO Type 1 - Dealing in securities 2012-09-18 2012-10-01
VP Wealth Management (Hong Kong) Limited RO Type 4 - Advising on securities 2012-09-18 2012-10-01

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Ian Irvine Pollock during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Clare Ka Wai Chan Lam VP Wealth Management (Hong Kong) Limited 2012
Heinrich Grabner VP Wealth Management (Hong Kong) Limited 2012
Shun Ping Kwan VP Wealth Management (Hong Kong) Limited 2012
Connie Lai Fong Lam VP Wealth Management (Hong Kong) Limited 2012
Suet Yung Lau VP Wealth Management (Hong Kong) Limited 2012
Hon Kit Raymond Lee VP Wealth Management (Hong Kong) Limited 2012
Takenori Suzuki VP Wealth Management (Hong Kong) Limited 2012
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