Ka Yin Lee
李嘉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin Lee (李嘉賢), a licensed former licensee with CE reference AAW530. This person has 15.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-20 | 2024-02-16 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-07 | 2006-07-31 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2004-12-29 | 2006-06-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-29 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-07 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yin Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.