Kai Ming Kwan
關繼明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ming Kwan (關繼明), a licensed former licensee with CE reference AAW394. This person has 17.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-01 | 2022-08-31 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-04 | 2022-06-30 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-06-30 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-27 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-27 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-27 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Ming Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.