Helen Man Yee Ng
吳敏兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Man Yee Ng (吳敏兒), a licensed former licensee with CE reference AAW334. This person has 6.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-07-26 | 2013-04-02 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-07-26 | 2013-04-02 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2007-07-26 | 2013-04-02 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-17 | 2007-07-26 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-17 | 2007-07-26 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-04-17 | 2007-07-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Helen Man Yee Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.