Kar Hong Wong
黃家康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Hong Wong (黃家康), a licensed former licensee with CE reference AAW118. This person has 7.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-06 | 2010-07-07 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-07-06 | 2010-07-07 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-07-06 | 2010-07-07 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 4 - Advising on securities | 2007-07-27 | 2008-07-06 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-07-27 | 2008-07-06 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 9 - Asset management | 2007-07-27 | 2008-07-06 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-07 | 2007-07-27 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-07-07 | 2007-07-27 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 - Asset management | 2005-07-07 | 2007-07-27 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 - Dealing in securities | 2004-12-08 | 2005-06-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-06-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-06-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kar Hong Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.