Kwok Ping Chan
陳國平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ping Chan (陳國平), a licensed former licensee with CE reference AAW031. This person has 2.5 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-09 | 2008-01-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-09 | 2008-01-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-05-09 | 2008-01-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2007-05-09 | 2008-01-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-02-01 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-02-01 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-01 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-01 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-01 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-15 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-15 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-15 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-15 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-01 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-12-03 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Ping Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.