Francis Ross Mallia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Ross Mallia, a licensed former licensee with CE reference AAO156. This person has 1.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cushman & Wakefield Capital Asia (HK) Limited | RO | Type 1 - Dealing in securities | 2008-10-13 | 2010-01-31 |
| Cushman & Wakefield Capital Asia (HK) Limited | RO | Type 6 - Advising on corporate finance | 2008-10-13 | 2010-01-31 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Francis Ross Mallia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Francis Alvin Shu Fun Lai | Cushman & Wakefield Capital Asia (HK) Limited | 2008–2010 |
| Ping Sum Chan | Cushman & Wakefield Capital Asia (HK) Limited | 2008–2010 |
| Wa Chau | Cushman & Wakefield Capital Asia (HK) Limited | 2008–2009 |
| Tai Sheung Cheng | Cushman & Wakefield Capital Asia (HK) Limited | 2008–2009 |
| Suen Kit Lam | Cushman & Wakefield Capital Asia (HK) Limited | 2008–2009 |