Marianne Mooi Ying Lim
林宜穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marianne Mooi Ying Lim (林宜穎), a licensed former licensee with CE reference AAM522. This person has 1.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-28 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-02 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-02 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-02 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Marianne Mooi Ying Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Johnnie Wai Chow Chan | Lei Shing Hong Securities Limited | 2003–2005 |
| Susanna Shun King Lau | Lei Shing Hong Securities Limited | 2003–2005 |
| Si Wah Lim | Lei Shing Hong Securities Limited | 2003–2005 |
| Sandra Wai Foon Ho | Lei Shing Hong Securities Limited | 2003–2005 |
| Shuk Fun Liang | Lei Shing Hong Securities Limited | 2003–2005 |
| Percy Wai Hung Lam | Lei Shing Hong Securities Limited | 2003–2005 |
| Yurn Hoi Leung | Lei Shing Hong Securities Limited | 2003–2005 |
| Kris Kwok Chiu Cheung | Lei Shing Hong Securities Limited | 2003–2004 |
| Sanley Leung | Lei Shing Hong Securities Limited | 2003–2005 |
| Ka Sing Tse | Lei Shing Hong Securities Limited | 2003–2005 |
| Kwok Kwan Wong | Lei Shing Hong Securities Limited | 2003–2005 |
| Ping Lam Wong | Lei Shing Hong Securities Limited | 2003–2005 |
| Ping Chiu Fung | Lei Shing Hong Securities Limited | 2004–2005 |
| Rondy Yee Pan Sang | Lei Shing Hong Securities Limited | 2003 |