Siu Hung Tai

戴少雄
CE No. AAJ569 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hung Tai (戴少雄), a licensed former licensee with CE reference AAJ569. This person has 1.1 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
President Securities (Hong Kong) Limited
統一證券﹝香港﹞有限公司
Rep Type 4 - Advising on securities 2006-07-20 2007-03-19
President Securities (Hong Kong) Limited
統一證券﹝香港﹞有限公司
Rep Type 1 - Dealing in securities 2006-06-14 2007-03-19
Open Asset Management Limited
開盤資産管理有限公司
Rep Type 4 - Advising on securities 2005-05-05 2005-09-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Hung Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Cheng Chi Chang President Securities (Hong Kong) Limited 2006–2007
Wai Leung So President Securities (Hong Kong) Limited 2006–2007
Ping Wah Lai President Securities (Hong Kong) Limited 2006–2007
Man Ma President Securities (Hong Kong) Limited 2006–2007
Shing Hang Cho President Securities (Hong Kong) Limited 2006–2007
Tien Min Chiu President Securities (Hong Kong) Limited 2006–2007
Wai Man Hung President Securities (Hong Kong) Limited 2006–2007
thomas Kenneth Wai Cheung Ku President Securities (Hong Kong) Limited 2006–2007
Chun Wah Ma President Securities (Hong Kong) Limited 2006–2007
Fung Ming Yeung President Securities (Hong Kong) Limited 2006–2007
Wai Kuen Leung President Securities (Hong Kong) Limited 2006–2007
Wang Pok Kwong President Securities (Hong Kong) Limited 2006–2007
Man Tat Leung Open Asset Management Limited 2005
Kwan Chung Tang Open Asset Management Limited 2005
Chi Man Tsui Open Asset Management Limited 2005
Cheng-Chi Chung President Securities (Hong Kong) Limited 2006–2007
Shih-Liang Chiu President Securities (Hong Kong) Limited 2006–2007
Hon Bun Suen President Securities (Hong Kong) Limited 2006
Jonathan Sheung Chi Tai President Securities (Hong Kong) Limited 2006
Chau Ping Wong President Securities (Hong Kong) Limited 2006–2007
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