Si Ki Shum
沈士基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Ki Shum (沈士基), a licensed former licensee with CE reference AAJ530. This person has 19.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-05 | 2022-11-11 |
| Haywood International Financial Planning Limited 希活國際財經策劃有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2011-05-27 |
| Haywood International Financial Planning Limited 希活國際財經策劃有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-27 |
| Haywood International Financial Planning Limited 希活國際財經策劃有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-04-27 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Si Ki Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.