Geoffrey Jay Mansfield
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Jay Mansfield, a licensed former licensee with CE reference AAJ479. This person has 5.2 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Investments (H.K.) Limited 開元投資(香港)有限公司 |
RO | Type 9 - Asset management | 2005-05-05 | 2008-06-30 |
| First Investments (H.K.) Limited 開元投資(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-03 |
| First Investments (H.K.) Limited 開元投資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-03 |
| First Investments (H.K.) Limited 開元投資(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-31 |