Ching Ching Lau
劉晶晶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Ching Lau (劉晶晶), a licensed former licensee with CE reference AAJ216. This person has 21.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-23 | 2024-11-30 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2024-11-30 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-02 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-02 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2007-07-12 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2007-07-12 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2007-07-12 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2007-07-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ching Ching Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.