David Graham Webb
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Graham Webb, a licensed former licensee with CE reference AAI455. This person has 10.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellam Investment Limited 威臨投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-24 |
| Wellam Investment Limited 威臨投資有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-12-24 |
| Wellam Investment Limited 威臨投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2013-08-30 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as David Graham Webb during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hitomi Sugino | Wellam Investment Limited | 2003–2013 |