Roger Peter Frederick Ellis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Peter Frederick Ellis, a licensed former licensee with CE reference AAI295. This person has 13.4 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ellis Brady Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-10-31 | 2020-03-31 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Peter Frederick Ellis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Michael Scott Brady | Ellis Brady Management (Hong Kong) Limited | 2006–2020 |
| Cheryl Hoi Yan Chiu | Ellis Brady Management (Hong Kong) Limited | 2007–2019 |
| Amanda Man Wah Cheung | Ellis Brady Management (Hong Kong) Limited | 2008–2017 |
| Kevin Hon Fai Leung | Ellis Brady Management (Hong Kong) Limited | 2009–2016 |
| Man Wing Chung | Ellis Brady Management (Hong Kong) Limited | 2012–2016 |
| John Brennan Jacobson | Ellis Brady Management (Hong Kong) Limited | 2006–2008 |