Son Yiu Au
區燊耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Son Yiu Au (區燊耀), a licensed former licensee with CE reference AAI220. This person has 0.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-09-29 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-22 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-22 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-22 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-22 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Son Yiu Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.